Compliance Audit

A compliance audit evaluates whether a business is following required laws, regulations, and internal policies. At McMurtry Accounting, we help organizations navigate these requirements by providing clear assessments of their operational and financial practices. Our audits reveal strengths, pinpoint areas of concern, and ensure your business is operating within established guidelines. With a thorough understanding of compliance obligations, you can maintain trust, transparency, and accountability across your organization.

Reviewing Internal Controls and Procedures

Effective internal controls are the backbone of regulatory compliance. During a compliance audit, McMurtry Accounting examines your company’s procedures, approval processes, system safeguards, and documentation practices. We look for gaps that could expose your business to risk, inefficiency, or regulatory violations. Our team provides actionable recommendations to strengthen control environments and support reliable financial reporting.

Evaluating Regulatory and Industry Requirements

Every industry faces its own set of compliance expectations, from financial reporting standards to operational rules and record‑keeping mandates. McMurtry Accounting reviews your business against the specific regulations relevant to your field, ensuring full alignment with state, federal, and industry‑specific standards. This targeted approach helps reduce the risk of penalties, audit failures, or administrative issues that could disrupt operations.

Identifying Risks and Areas for Improvement

A key benefit of a compliance audit is uncovering potential risks before they develop into larger problems. Our auditors analyze your processes, transactions, and documentation to identify inconsistencies or vulnerabilities. McMurtry Accounting then provides clear guidance on how to address these risks, whether they stem from procedural weaknesses, employee errors, or evolving regulatory demands.

Supporting Long-Term Compliance and Accountability

Compliance is not a one‑time event—it requires ongoing monitoring and improvement. After completing a compliance audit, McMurtry Accounting works with clients to implement corrective actions, maintain proper documentation, and establish long-term accountability structures. Our continuing support ensures your business remains compliant, efficient, and well‑prepared for any future audits, regulatory reviews, or organizational changes.